Mark W. Hamelmann
Professional summary
Mark William Hamelmann, who also goes by Mark Hamelmann, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Indianapolis, Indiana and KESTRA INVESTMENT SERVICES, LLC located in Indianapolis, Indiana.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark William Hamelmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 9800 Crosspoint Blvd #2017, Indianapolis, IN 46256October 21, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 9800 Crosspoint Blvd #2017, Indianapolis, IN 46256January 19, 2024 - October 23, 2024
OSAIC WEALTH, INC.
January 19, 2024 - October 23, 2024
OSAIC WEALTH, INC.
July 11, 2016 - November 30, 2018
CIRCLE CITY WEALTH ADVISORS LLC
February 13, 2004 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
November 26, 2002 - December 31, 2003
WOODBURY FINANCIAL SERVICES, INC.
June 1, 1999 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
