Robyn P. Kinford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robyn Peter Kinford was a registered financial professional .
Robyn is a previously registered financial professional and started their career in finance in 2000. Robyn had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2017 - October 3, 2017
NYLIFE SECURITIES LLC
June 20, 2016 - December 31, 2016
ONEAMERICA SECURITIES, INC.
June 17, 2016 - December 31, 2016
ONEAMERICA SECURITIES, INC.
December 7, 2012 - November 20, 2015
MORGAN STANLEY
December 4, 2012 - November 20, 2015
MORGAN STANLEY
May 9, 2011 - December 31, 2011
CONCORDE ASSET MANAGEMENT, LLC
December 16, 2010 - December 31, 2011
CONCORDE INVESTMENT SERVICES, LLC
August 1, 2008 - October 1, 2010
NATIONWIDE SECURITIES, LLC
April 11, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
August 3, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
December 17, 2003 - October 1, 2010
NATIONWIDE SECURITIES, LLC
June 16, 2000 - April 16, 2003
WOODBURY FINANCIAL SERVICES, INC.
April 20, 2000 - May 1, 2000
HORANG SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
