Richard W. Ashley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard William Ashley was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1999. Richard had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2008 - April 22, 2016
W3 WEALTH ADVISORS, LLC
January 24, 2005 - December 31, 2007
W3 WEALTH ADVISORS, LLC
January 2, 2004 - January 28, 2016
VALMARK SECURITIES, INC.
December 2, 2003 - January 27, 2004
MONY SECURITIES CORPORATION
December 2, 2003 - January 27, 2004
MONY SECURITIES CORPORATION
July 21, 2003 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
May 10, 2001 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
July 12, 1999 - March 8, 2001
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
W3 WEALTH ADVISORS, LLC
CRD#: 129549 / SEC#:
Contact information
Red Flags
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