Chalu Harden

57 WEST CAPITAL ADVISORS

Austin, TX 78759

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CRD#: 3207536

Professional summary

Chalu Harden is a registered financial advisor currently at 57 WEST CAPITAL ADVISORS, INC. located in Austin, Texas.

Chalu is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Chalu has worked at 2 firms and has passed the Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Harden House & Harden House Consulting, not investment related, 7501 Brookhollow Dr., Austin, TX 78752, Hospitality, Owner, Start Date 07/2013, 25 hours per week, engaged in short term rentals and property management through AirBnB 2.) Love My City LLC, investment related, Austin, TX, Real Estate Broker, Real Estate Agent, Start Date 07/2020, 25 hours per week, sale of properties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chalu Harden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2025 - Present

57 WEST CAPITAL ADVISORS, INC.

Office #1: 11615 Angus Road Suite 104-k, Austin, TX 78759

RIA

CRD#: 115378

Austin, TX

Past

June 2, 2021 - March 12, 2024

57 WEST CAPITAL ADVISORS, INC.

RIA

CRD#: 115378

AUSTIN, TX

Past

April 14, 1999 - April 17, 2001

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/12/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/13/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

57 WEST CAPITAL ADVISORS, INC.

57 WEST CAPITAL ADVISORS, INC. | FREEDOM PORTFOLIO SERVICES (DBA) | FREEDOM BUSINESS CORPORATION | FREEDOM ASSET MANAGEMENT CORPORATION OF AMERICA | FREEDOM ASSET MANAGEMENT CORPORATION OF AMERCIA

CRD#: 115378 / SEC#:

Louisiana

Registered Investment Advisory firm - (5/5/2023 Approved)

Texas

Registered Investment Advisory firm - (4/20/1999 Approved)

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Contact information

Main Address

11615 Angus Road Suite 104-k, Austin, TX 78759

Mailing Address

Phone number

(833) 457-5757

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 39,783,386

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chalu Harden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chalu Harden's CRS (Customer Relationship Summary).

Certified licenses

Experience

57 WEST CAPITAL ADVISORS, INC.

57 WEST CAPITAL ADVISORS, INC.

JANUS HENDERSON DISTRIBUTORS US LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/27/1999

Series 6

Date: 4/12/1999

Series 26

Date: 12/13/1999

Current Firm

57 WEST CAPITAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

57 WEST CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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