Thomas R. Hopkins

LATITUDE ADVISORS

Beaver Cove, ME

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CRD#: 3207504

Professional summary

Thomas Roger Hopkins is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Beaver Cove, Maine and GWN SECURITIES INC. located in Palm Beach Gardens, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 --11/2010 TO PRESENT - LATITUDE ADVISORS, LLC- IA REP - 10% - COMPENSATED VIA FEES 2 --INSURANCE BUSINESS POSITION: SALES NATURE: SEE ABOVE INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 07/13/1999 ADDRESS: 166 JOSIAH NORTON RD CAPE NEDDICK ME 03902 DESCRIPTION: INSURANCE SALES COMPENSATED BY COMMISSION (LTC, LIFE, DISABILITY) 3 --ROOMING/BOARDING HOUSE RENTAL POSITION: owner NATURE: vacational property rental INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/03/2017 ADDRESS: 36 North Village Road, Cape Neddick ME 03902 DESCRIPTION: we make a house available for short term (vacation) rental

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Roger Hopkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2010 - Present

LATITUDE ADVISORS, LLC

RIA

CRD#: 151001

Beaver Cove, ME

Current

January 5, 2010 - Present

GWN SECURITIES INC.

Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

RIA

CRD#: 128929

Palm Beach Gardens, FL

Past

May 12, 2004 - December 31, 2009

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

BEAVER COVE, ME

Past

May 12, 2004 - December 31, 2009

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

BEAVER COVE, ME

Past

January 27, 2003 - May 14, 2004

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

BRIDGTON, ME

Past

January 21, 2003 - May 14, 2004

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 7, 2002 - December 31, 2002

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

August 26, 1999 - June 17, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 26, 1999 - August 8, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

April 14, 1999 - June 28, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 14, 1999 - June 28, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(1/5/2010)

IAR

Maine
(1/6/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/5/2006

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/18/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

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Contact information

Main Address

Yorkville, IL

Mailing Address

Phone number

(630) 553-3730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LATITUDE ADVISORS, LLC ADV BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,305
AUM (Assets Under Management)	$ 379,516,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas R. Hopkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Roger Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

MEDALLION ADVISORY SERVICES, LLC

MEDALLION INVESTMENT SERVICES, INC.

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

INVESTORS CAPITAL CORP.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

LATITUDE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2002

Series 63

Date: 5/12/1999

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 4/13/1999

Series 53

Date: 12/5/2006

Series 24

Date: 3/18/2003

FINRA

Current Firm

LATITUDE ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LATITUDE ADVISORS, LLC

TRUST BUT VERIFY

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