Jonathan C. Illig

PRUDENT PROSPERA PLANNING

FOUNTAIN HILLS, AZ

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CRD#: 3207342

Professional summary

Jonathan Charles Illig is a registered financial advisor currently at PRUDENT PROSPERA PLANNING, INC. located in Fountain Hills, Arizona.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jonathan has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Charles Illig's CRS (Customer Relationship Summary).

CETERA ADVISORS LLC

CRD#: 10299

PHOENIX, AZ

Past

November 15, 2004 - December 1, 2005

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

September 10, 2002 - November 1, 2004

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

October 2, 2001 - May 30, 2002

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

April 23, 1999 - December 31, 2000

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/25/2021)

IAR

California
(4/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/27/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/22/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRUDENT PROSPERA PLANNING, INC.

CRD#: 175416 / SEC#:

Arizona

Registered Investment Advisory firm - (6/25/2021 Approved)

California

Registered Investment Advisory firm - (6/4/2015 Approved)

Louisiana

Registered Investment Advisory firm - (6/5/2023 Approved)

Texas

Registered Investment Advisory firm - (2/25/2023 Conditional Restricted)

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Contact information

Main Address

5506 Sunol Blvd, Suite 205, Pleasanton, CA 94566

Mailing Address

Phone number

(925) 523-3459

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan C. Illig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Charles Illig's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENT PROSPERA PLANNING, INC.

ARP ADVISORS, LLC

GEBHARDT GROUP, INC

RETIREMENT INCOME AND INHERITANCE ADVISORS, LLC

JCI RETIREMENT INCOME ADVISORS, INC.

CETERA ADVISORS LLC

QUESTAR CAPITAL CORPORATION

LEGACY FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2016

Series 63

Date: 4/22/1999

Series 7

Date: 7/27/2005

Series 6

Date: 4/22/1999

Current Firm

PRUDENT PROSPERA PLANNING, INC.

Contact information

Documents

Red Flags

Company Information

PRUDENT PROSPERA PLANNING, INC.

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