Larry Lubarsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Lubarsky was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 2001. Larry had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2011 - January 19, 2012
EKN FINANCIAL SERVICES INC.
May 31, 2011 - July 7, 2011
LEGEND MERCHANT GROUP, INC.
March 8, 2010 - May 9, 2011
NATIONAL SECURITIES CORPORATION
November 13, 2008 - July 21, 2009
JOHN THOMAS FINANCIAL
May 29, 2008 - November 18, 2008
THINKEQUITY LLC
October 24, 2005 - May 1, 2008
JOSEPH STEVENS & CO., INC.
December 21, 2001 - November 21, 2005
EKN FINANCIAL SERVICES INC.
November 28, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
September 20, 2001 - October 22, 2001
WEATHERLY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EKN FINANCIAL SERVICES INC.
CRD#: 113525 / SEC#: , 8-53346
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
| Arbitration | 10 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
