Wayne A. Ritenour

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CRD#: 3206373

Professional summary

Wayne Allen Ritenour JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Wayne is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Wayne had worked at 4 firms, which includes G. A. REPPLE & COMPANY, TOWER SQUARE SECURITIES INC., NATHAN & LEWIS SECURITIES INC., VOYA FINANCIAL ADVISORS INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 5, 2003 - September 25, 2006

G. A. REPPLE & COMPANY

CRD#: 17486

DESTIN, FL

Past

February 21, 2002 - August 26, 2003

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

April 11, 2000 - February 22, 2002

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

April 14, 1999 - April 7, 2000

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

G. A. REPPLE & COMPANY

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA

Registered Investment Advisory firm - SEC (9/16/2004 Approved)

Arkansas

Registered Investment Advisory firm - SEC (9/23/2004 Terminated)

California

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Florida

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Georgia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Indiana

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/11/2005 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Missouri

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Ohio

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

South Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Texas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Virginia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Washington

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 8/31/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/13/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/14/2002

General Securities Principal Examination

Current Firm

G. A. REPPLE & COMPANY

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA

Registered Investment Advisory firm - SEC (9/16/2004 Approved)

Arkansas

Registered Investment Advisory firm - SEC (9/23/2004 Terminated)

California

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Florida

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Georgia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Indiana

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/11/2005 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Missouri

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Ohio

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

South Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Texas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Virginia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Washington

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

101 Normandy Rd, Casselberry, FL 32707

Mailing Address

101 Normandy Rd, Casselberry, FL 32707

Phone number

(407) 339-9090

Established

Florida since 11/05/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GA REPPLE ADV WRAP BROCHURE - DIRECT DTD 3-28-2018 (3/31/2025)

2024 -10-30 GAR PART 2A OF FORM ADV_RELEASE (3/31/2025)

FMAX BROCHURE 2021 (3/31/2025)

GA REPPLE OPTIMIZED INVESTMENT PLATFORM - DTD 3-28-18 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
G.A. REPPLE FINANCIAL GROUP, INC.	PARENT CORPORATION
MOYER, TIMOTHY GLENN	COO	2555859
MOYER, TIMOTHY GLENN	CCO	2555859
REPPLE, GLENN ALLEN	PRESIDENT, GEN SEC PRINCIPAL	374301

Regulatory assets under management

Total Number of Accounts	3,349
AUM (Assets Under Management)	$ 614,731,911

Disclosures

Regulatory Event	8
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Wayne A. Ritenour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TOWER SQUARE SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

G. A. REPPLE & COMPANY

State Registrations and Notice Filings

Exams

Series 7

Date: 8/31/2000

Series 6

Date: 4/13/1999

Series 24

Date: 5/14/2002

Current Firm

G. A. REPPLE & COMPANY

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

G. A. REPPLE & COMPANY

TRUST BUT VERIFY

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