Jason C. Elkhay

Some features on this profile are disabled

CRD#: 3206353

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Christopher Elkhay was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1999. Jason had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 10, 2024 - December 31, 2025

PTS BROKERAGE, LLC

CRD#: 119307

MOUNT LAUREL, NJ

Past

April 16, 2013 - November 11, 2022

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

August 23, 2011 - April 18, 2013

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

HARTFORD, CT

Past

March 22, 2007 - May 25, 2011

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

April 1, 2006 - March 20, 2007

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

HARTFORD, CT

Past

June 9, 2004 - April 1, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

May 3, 1999 - December 3, 2003

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PTS BROKERAGE, LLC

PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC

CRD#: 119307 / SEC#: 801-136814, 8-65173

RIA

Registered Investment Advisory firm - SEC (9/11/2026 Approved)

Delaware

Registered Investment Advisory firm - SEC (9/14/2026 Terminated)

Florida

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

Maryland

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

New Jersey

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

New York

Registered Investment Advisory firm - SEC (9/14/2026 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/31/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (9/15/2026 Terminated)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 3/30/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 4/30/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PTS BROKERAGE, LLC

PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC

CRD#: 119307 / SEC#: 801-136814, 8-65173

RIA

Registered Investment Advisory firm - SEC (9/11/2026 Approved)

Delaware

Registered Investment Advisory firm - SEC (9/14/2026 Terminated)

Florida

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

Maryland

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

New Jersey

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

New York

Registered Investment Advisory firm - SEC (9/14/2026 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/31/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (9/15/2026 Terminated)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

125 Gaither Drive 125 C Gaither Dr, Mt. Laurel, NJ 08054

Mailing Address

125 Gaither Drive Suite C, Mount Laurel, NJ 08054-1706

Phone number

(856) 802-9400

Established

New Jersey since 10/09/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (8 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADV 2B - MARCELLO, SALVATORE (8/10/2026)

ADV 2B - MARCELLO, PETER (8/10/2026)

ADV PART 2A (8/10/2026)

ADV 2B - GERTIE, KENNETH (3/31/2026)

ADV 2B - COLLINS, TIMOTHY (3/31/2026)

ADV 2B - SICILIANO, PHILLIP (3/31/2026)

ADV 2B - KELLY, JOHN (3/31/2026)

ADV 2B - KOVACS, JESSE (3/31/2026)

ADV 2B - MALESICH, RICHARD (3/31/2026)

ADV 2B - SCHELLINGER, RALPH (3/31/2026)

ADV 2B - TROCCOLI, ARTHUR (3/31/2026)

ADV 2B - BROTZ, G SCOTT (3/31/2026)

ADV 2B - HAHN, JEFFREY (3/31/2026)

Direct owners and executive officers

Name	Position	CRD#
SCHANK, BRAD WILLIAM	MEMBER, COO	5747196
SCHANK, JEREMY JOHN	MEMBER, CFO, CCO	5702254

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 131,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason C. Elkhay

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC FS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

EQUITABLE DISTRIBUTORS, LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

TOWER SQUARE SECURITIES, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

Primary Firm SEC Registration

PTS BROKERAGE, LLC

State Registrations and Notice Filings

Exams

Series 63

Passed: 3/30/2006

SIE

Passed: 10/1/2018

Series 6

Passed: 4/30/1999

Current Firm

PTS BROKERAGE, LLC

Contact information

SEC notice filing (8 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

PTS BROKERAGE, LLC

TRUST BUT VERIFY

Similar Advisors