James M. Krayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Matthew Krayer, who also goes by James M Krayer, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1999. James had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2015 - March 8, 2018
MKM PARTNERS LLC
September 10, 2014 - January 28, 2015
JONESTRADING
January 8, 2008 - September 22, 2014
MKM PARTNERS LLC
March 22, 2005 - January 8, 2008
TRUIST SECURITIES, INC.
February 20, 2001 - March 15, 2005
THOMAS WEISEL PARTNERS LLC
October 8, 1999 - February 5, 2001
WSM HOLDINGS, L.L.C.
August 24, 1999 - October 8, 1999
CMJ PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/9/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 10/21/1999
NYSE Trading Assistant ExaminationCurrent Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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