SB
Samuel K. Bass
RSG INVESTMENTS LLC
Overland Park, KS 66212
Some features on this profile are disabled
CRD#: 3205872
SB
Professional summary
Samuel Kristoffer Bass is a registered financial advisor currently at RSG INVESTMENTS LLC located in Overland Park, Kansas.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Samuel has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RETIREMENT SOLUTIONS GROUP, INC. INVESTMENT RELATED. 6801 W 107th ST. OVERLAND PARK, KS 66212. ANNUITY, LIFE, AND MEDICARE SALES. ADVISOR. START DATE 2/2017. 80 HOURS/MONTH, 80 HOURS DURING TRADING.
2) RSG INVESTMENTS. INVESTMENT RELATED. 6801 W 107th ST. OVERLAND PARK, KS 66212. FINANCIAL SERVICES. ADVISOR. START DATE 2/2017. 80 HOURS/MONTH, 80 HOURS DURING TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Kristoffer Bass's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2023 - Present
RSG INVESTMENTS LLC
Office #1: 6801 W 107th St, Overland Park, KS 66212RIA
CRD#: 323527
Overland Park, KS
Past
May 17, 2017 - September 5, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Overland Park, KS
Past
August 3, 2009 - March 7, 2017
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
INDEPENDENCE, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RSG INVESTMENTS LLC
RSG INVESTMENTS LLC
CRD#: 323527 / SEC#: 801-132178
RIA
Registered Investment Advisory firm - (3/13/2025 Approved)Florida
Registered Investment Advisory firm - (3/28/2025 Terminated)Kansas
Registered Investment Advisory firm - (3/28/2025 Terminated)Missouri
Registered Investment Advisory firm - (9/25/2025 Terminated)Texas
Registered Investment Advisory firm - (9/25/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(1/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RI
RSG INVESTMENTS LLC
RSG INVESTMENTS LLC
CRD#: 323527 / SEC#: 801-132178
RIA
Registered Investment Advisory firm - (3/13/2025 Approved)Florida
Registered Investment Advisory firm - (3/28/2025 Terminated)Kansas
Registered Investment Advisory firm - (3/28/2025 Terminated)Missouri
Registered Investment Advisory firm - (9/25/2025 Terminated)Texas
Registered Investment Advisory firm - (9/25/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6801 W 107th St, Overland Park, KS 66212
Mailing Address
Phone number
(913) 685-9422
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,055 |
| AUM (Assets Under Management) | $ 116,445,985 |
Red Flags
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