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Cindee Lynn Devall

CRD# 3205855·Registered 2001 - 2015
Previously Registered: Being a previously registered professional could mean that Cindee is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cindee Lynn Devall, who also goes by Cindee Lynn Gensheimer, was a registered financial advisor. Cindee was a previously registered financial professional and started their career in finance 2001 - 2015. Cindee had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cindee Lynn Gensheimer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

KUEHL CAPITAL CORPORATION·CRD# 37789
BD
Omaha, NE
March 17, 2014 - December 17, 2015
SMITH HAYES ADVISERS INC·CRD# 110776
RIA
Lincoln, NE
October 3, 2003 - March 27, 2012
SMITH HAYES FINANCIAL SERVICES CORPORATION·CRD# 17059
BD
Lincoln, NE
December 12, 2002 - March 27, 2012
EDWARD JONES·CRD# 250
BD
St. Louis, MO
January 25, 2001 - December 3, 2002

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Current Firm

KC
KUEHL CAPITAL CORPORATION

BLUESTEM CAPITAL PARTNERS, INC. | KUEHL CAPITAL CORPORATION

CRD#: 37789 / SEC#: 8-47912
BD
Terminated by SEC on 01/10/2023

Contact Information

Established

Nebraska since 09/12/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
NUCEAUX LLCOWNER—
ENGLE, TODD LAWRENCEPRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR—
HAMILTON, ERIC EDWARDFINOP, CHIEF FINANCIAL OFFICER3110267
WOOD, ROBERT ANDREWSECRETARY, DIRECTOR3193613

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2005About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Nov 2004About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Dec 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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