Cindee L. Devall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cindee Lynn Devall, who also goes by Cindee Lynn Gensheimer, was a registered financial professional .
Cindee is a previously registered financial professional and started their career in finance in 2001. Cindee had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2014 - December 17, 2015
KUEHL CAPITAL CORPORATION
October 3, 2003 - March 27, 2012
SMITH HAYES ADVISERS INC
December 12, 2002 - March 27, 2012
SMITH HAYES FINANCIAL SERVICES CORPORATION
January 25, 2001 - December 3, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KUEHL CAPITAL CORPORATION
CRD#: 37789 / SEC#: , 8-47912
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
