Doris Pradieu
Professional summary
Doris Pradieu, who also goes by Doris Pradieu-james, Doris Pradleu, is a registered financial professional currently at BLOOMBERG TRADEBOOK LLC located in New York, New York.
Doris is registered as a RR (Registered Representative) and started their career in finance in 2005. Doris has worked at 4 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Doris Pradieu's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2023 - Present
BLOOMBERG TRADEBOOK LLC
Office #1: 731 Lexington Ave, New York, NY 10022October 22, 2016 - February 13, 2023
ANOS CAPITAL, LLC
March 26, 2009 - November 8, 2016
ABEL/NOSER CORP.
August 23, 2005 - February 10, 2009
COWEN EXECUTION SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 10/2/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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