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Robert Moses Marsano

CRD# 320570·Registered 1973 - 1989
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Moses Marsano, who also goes by Robert M Marsano, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1973 - 1989. Robert had worked at 5 firms and has passed the Series 63, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert M Marsano

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

BOTTOM LINE SECURITIES, INC.·CRD# 16943
BD
December 4, 1985 - December 5, 1989
NATHAN & LEWIS SECURITIES, INC.·CRD# 8503
BD
May 25, 1982 - February 13, 1986
MAIN STREET MANAGEMENT COMPANY·CRD# 547
BD
August 14, 1980 - July 30, 1982
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
June 13, 1977 - October 6, 1978
HARVEST MANAGEMENT CORPORATION·CRD# 4105
BD
February 6, 1973 - March 7, 1977

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Current Firm

BL
BOTTOM LINE SECURITIES, INC.

BOTTOM LINE SECURITIES, INC.

CRD#: 16943 / SEC#: 8-34796
BD
Expelled by FINRA on 04/16/1990

Contact Information

Established

Massachusetts since 08/12/1985

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1982About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jan 1973

Series 24 — General Securities Principal Examination

Passed Nov 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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