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Hongjoon Chun

CRD# 3205680·Registered 2000 - 2004
Barred: Hongjoon Chun was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Hongjoon Chun was a registered financial advisor. Hongjoon was a previously registered financial professional and started their career in finance 2000 - 2004. Hongjoon had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

J.P.R. CAPITAL CORP.·CRD# 38056
BD
Syosset, NY
October 6, 2003 - December 14, 2004
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED·CRD# 5133
BD
Garden City, NY
April 24, 2003 - July 16, 2003
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
May 18, 2001 - May 14, 2003
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
March 15, 2001 - June 4, 2001
CASIMIR CAPITAL L.P.·CRD# 105061
BD
Greenwich, CT
January 26, 2001 - March 6, 2001
SANDS BROTHERS & CO., LTD.·CRD# 26816
BD
New York, NY
October 19, 2000 - January 25, 2001
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
September 18, 2000 - January 30, 2001

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Current Firm

JC
J.P.R. CAPITAL CORP.

J.P.R. CAPITAL CORP. | JPR CAPITAL CORPORATION

CRD#: 38056 / SEC#: 8-48061
BD
Terminated by SEC on 04/29/2007

Contact Information

Established

New York since 11/15/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
UMANSKY, PAUL JEFFREYPRESIDENT1615489
HAMPTON, CHARLES JOHNCHIEF OPERATING OFFICER2603775
MANN, JEFFREY JACOBDIRECTOR OF COMPLIANCE2419344
VELAZQUEZ, MICHAEL ANTHONYFIN-OP3094334

Disclosures

Regulatory Event

15

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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