Charles S. Aten
Professional summary
Charles Stewart Aten, who also goes by Charles S Aten, Charles Stewart Stewart Aten, Stewart Aten, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Charles has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Stewart Aten's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2023 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810January 3, 2025 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810June 15, 2000 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810July 19, 2012 - December 26, 2023
CHARLES SCHWAB & CO., INC.
February 9, 2012 - August 13, 2012
SCHWAB WEALTH ADVISORY, INC.
January 26, 2012 - March 23, 2012
CHARLES SCHWAB & CO., INC.
June 16, 2000 - December 31, 2011
CHARLES SCHWAB & CO., INC.
December 16, 1999 - March 3, 2000
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2012)
(6/16/2023)
(5/21/2018)
(7/13/2023)
(6/15/2000)
(1/22/2014)
(6/9/2023)
(3/12/2018)
(6/19/2017)
(6/16/2000)
(6/8/2023)
(6/15/2000)
(6/21/2018)
(10/18/2022)
(5/21/2018)
(5/21/2018)
(5/21/2018)
(3/28/2019)
(9/22/2017)
(12/12/2022)
(3/12/2018)
(9/8/2016)
(3/12/2018)
(3/12/2018)
(10/20/2019)
(5/21/2018)
(3/28/2019)
(3/24/2021)
(6/9/2023)
(6/20/2022)
(3/12/2018)
(3/12/2018)
(5/12/2022)
(1/3/2002)
(6/26/2017)
(6/12/2023)
(5/22/2018)
(5/21/2018)
(4/21/2020)
(3/12/2018)
(6/21/2023)
(6/19/2023)
(6/19/2017)
(5/21/2018)
(6/19/2017)
(1/9/2015)
(5/29/2023)
(5/21/2018)
(3/12/2018)
(6/9/2023)
(3/12/2018)
(2/5/2021)
(5/21/2018)
(6/13/2023)
(6/17/2022)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035Orlando, FL 32810TRUST BUT VERIFY
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