Michael D. Seal
Professional summary
Michael D Seal, CFP®, who also goes by Michael David Seal, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael D Seal's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9875 Schwab Way, Lone Tree, CO 80124August 27, 1999 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124May 13, 2008 - December 31, 2011
CHARLES SCHWAB & CO., INC.
February 5, 2003 - December 31, 2005
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/1999)
(9/10/1999)
(8/27/1999)
(1/3/2012)
(1/2/2009)
(9/27/1999)
(1/8/2025)
(9/23/1999)
(10/28/1999)
(1/7/2004)
(1/7/2004)
(5/11/2015)
(1/12/2007)
(1/2/2009)
(9/23/1999)
(2/19/2008)
(1/7/2004)
(2/24/2014)
(10/16/2002)
(10/6/1999)
(2/10/2014)
(9/23/1999)
(1/8/2004)
(1/7/2004)
(8/25/2014)
(1/7/2004)
(1/7/2004)
(1/7/2004)
(1/7/2004)
(1/10/2021)
(1/2/2009)
(10/29/1999)
(10/2/2024)
(4/17/2007)
(4/8/2015)
(1/7/2004)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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