Kristen M Sammons
Professional Summary
Kristen M Sammons, who also goes by Kristen H Medlin, Kristen H Wheeler, is a registered financial advisor currently at GENEOS WEALTH MANAGEMENT, INC. located in St. Augustine, Florida. Kristen is registered as a RR (Registered Representative) and started their career in finance in 2009. Kristen has worked at 1 firm and has passed the SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kristen H Medlin, Kristen H Wheeler
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
GENEOS WEALTH MANAGEMENT, INC.
Contact Information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112Phone Number
(303) 785-8470Established
Colorado since 04/12/2002Firm Type
CorporationFiscal Year End
DecemberFirm Size
Medium# of Employees
200SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | — |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
| REICHERT, PAMALA ANN | DEPUTY CHIEF OPERATING OFFICER | 3105359 |
Regulatory Assets Under Management
Total Number of Accounts
33,378AUM (Assets Under Management)
$9,217,163,038Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
GENEOS WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kristen M Sammons's CRS (Customer Relationship Summary).
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