Anthony O. Coppa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Orione Coppa was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1999. Anthony had worked at 3 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2016 - November 2, 2020
EQUATEX US INC
February 12, 2001 - September 9, 2016
UBS FINANCIAL SERVICES INC.
August 19, 1999 - January 12, 2001
SCHNEIDER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/16/2022
General Securities Representative ExaminationSeries 99TO
Date: 10/16/2022
Operations Professional ExaminationCurrent Firm
EQUATEX US INC
CRD#: 178524 / SEC#: , 8-69607
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
