Alfonso A. Borrero
Professional summary
Alfonso Alberto Borrero JR, who also goes by Al Borrero Jr, Al Borrero, Alfonso Alberto Borrero, is a registered financial advisor currently at BORRERO INVESTMENT MANAGEMENT, LLC located in Orlando, Florida.
Alfonso is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Alfonso has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alfonso Alberto Borrero JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2014 - Present
BORRERO INVESTMENT MANAGEMENT, LLC
April 17, 2014 - October 29, 2014
WORLD CAPITAL BROKERAGE, INC.
August 21, 2009 - April 23, 2014
LPL FINANCIAL LLC
August 14, 2009 - April 23, 2014
LPL FINANCIAL LLC
July 12, 2004 - August 17, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 9, 2004 - August 17, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 27, 1999 - July 20, 2004
CITIGROUP GLOBAL MARKETS INC.
May 25, 1999 - July 20, 2004
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/8/2014)
Exams
Current Firm
BORRERO INVESTMENT MANAGEMENT, LLC
CRD#: 169206 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 28,735,000 |
Red Flags
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