Guillermo H. Monge
Professional summary
Guillermo Hector Monge, who also goes by Billy Monge, Guillermo Monge, Hector Guillermo Monge, is a registered financial advisor currently at WEALTH MANAGEMENT PARTNERS, LLC located in Tucson, Arizona.
Guillermo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Guillermo has worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Guillermo Hector Monge's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2020 - Present
WEALTH MANAGEMENT PARTNERS, LLC
Office #1: 1980 E River Road Suite 120, Tucson, AZ 85718April 1, 2013 - October 8, 2014
NOVA FINANCIAL SERVICES
April 1, 2013 - October 19, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 6, 2013 - October 19, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 15, 2012 - March 12, 2013
NOVA FINANCIAL SERVICES
October 16, 2012 - February 28, 2013
MUTUAL SECURITIES, INC.
October 15, 2010 - August 10, 2012
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 11, 2010 - October 15, 2010
ST JOHNS WEALTH MANAGEMENT
August 27, 2009 - October 19, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
June 30, 2009 - August 10, 2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC
June 11, 2009 - July 1, 2009
BBVA INVESTMENTS INC.
July 11, 2008 - June 1, 2009
CHASE INVESTMENT SERVICES CORP.
July 11, 2008 - June 1, 2009
CHASE INVESTMENT SERVICES CORP.
March 6, 2008 - July 7, 2008
CUE FINANCIAL GROUP, INC.
March 6, 2008 - July 7, 2008
CUE FINANCIAL GROUP, INC.
October 31, 2006 - March 4, 2008
CETERA INVESTMENT SERVICES LLC
October 23, 2006 - March 4, 2008
CETERA INVESTMENT SERVICES LLC
March 23, 2004 - October 30, 2006
WELLS FARGO INVESTMENTS, LLC
March 12, 2004 - October 30, 2006
WELLS FARGO INVESTMENTS, LLC
December 16, 2003 - March 11, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 2001 - December 15, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 2000 - March 11, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 1999 - November 2, 1999
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
WEALTH MANAGEMENT PARTNERS, LLC
CRD#: 309790 / SEC#: 801-119566
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/3/2020)
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/20/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
WEALTH MANAGEMENT PARTNERS, LLC
CRD#: 309790 / SEC#: 801-119566
Contact information
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,085 |
| AUM (Assets Under Management) | $ 667,042,692 |
Red Flags
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