Amy L. Martin
Professional summary
Amy Lynn Martin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Amy is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Amy had worked at 2 firms, which includes AMSOUTH INVESTMENT SERVICES INC., INVEST FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2000 - April 11, 2001
AMSOUTH INVESTMENT SERVICES, INC.
April 21, 1999 - February 14, 2000
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMSOUTH INVESTMENT SERVICES, INC.
CRD#: 15692 / SEC#: , 8-32565
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMSOUTH BANK | OWNER | |
| BAGBY, CANDICE WAGGENER | DIRECTOR | 2700657 |
| DANIEL, MICHAEL CURTIS | DIRECTOR | 4476150 |
| HALL, O B GRAYSON | DIRECTOR | 5059448 |
| MAYER, W CHARLES III | DIRECTOR | 2801550 |
| PARKS, KEVIN WILLIAM | PRESIDENT/CEO, CCO, FINOP, CFO | 2933659 |
| PIHERA, JIM A | DIRECTOR | 5070878 |
| SAAB, PETER THOMAS | SROP, CROP | 2058539 |
| STEPHENSON, ERNEST WINN JR | DIRECTOR | 2801549 |
| TWITTY, THOMAS BARTON | DIRECTOR | 4657089 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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