ND
Nathan E. Dagley
ENCOMPASS ADVISORY SERVICES
Katy, TX 77494
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CRD#: 3204502
ND
Professional summary
Nathan Edward Dagley, who also goes by Nathan E Dagley, is a registered financial advisor currently at ENCOMPASS ADVISORY SERVICES, LLC located in Katy, Texas.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Nathan has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan E Dagley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-Dagley Insurance Agency LLC, A Division of Fathom Holdings, Inc; - 04/2021; 23114 Seven Meadows Pkwy, Katy, TX 77494-President, Insurance sales; Not Investment Related. 175hrs/mo , 150 hrs/mo during trading hrs). - Katy United, LLC; Youth Sports Club- 06/2017-25707 Fieldhouse Rd, Katy, TX 77494-Manager of LLC, management and oversight of operations and finances. Not investment related. 10 hrs/mo, 0 during trading hrs). - NJP Katy South LLC - 5/16/2014- 26927 Katy Freeway, Katy, TX 77494- Partner, Real estate, Not investment related.1 hr/mo (0 hrs during trading hrs). - Dagley Enterprises, LLC- 9/1/2007- Owner, 25817 Hunter ln, Katy, TX 77494, Real estate; Investment related. 4 hrs/mo 4 hrs, 4 hrs/mo during trading hours. - D6 Construction, LLC- 6/29/2023 -23114 Seven Meadows Pkwy, Katy, TX 77494 - Owner, President, Construction business; Not Investment Related, 10 hrs/mo, 6 hrs/mo during trading hrs. - Driven Telematics- 03/22/2022- 108 Lakeland Ave., Dover, Kent County, Delaware 19901- Founder, Safe driving mobile app, Not Investment Related, 2 hrs a month, 2 hrs/mo during trading hrs. - Circle D6, LLC- 3/17/2023- 6503 Scarlet Pond Ln Fulshear TX 77441-(real estate) Disregarded Entity, Personal Ranch, Owner, Not Investment Related, 0 hrs/mo, 0 hrs/mo during trading hours - D6 Leasing, LLC- 6/29/2023- 6503 Scarlet Pond Ln, Fulshear Tx 77441. President, Owner, Equipment and construction equipment leasing company, Not investment related, 0 hrs/mo, 0 hrs/mo during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Edward Dagley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2017 - Present
ENCOMPASS ADVISORY SERVICES, LLC
Office #1: 23114 Seven Meadows Parkway, Katy, TX 77494RIA
CRD#: 283574
Katy, TX
Past
August 21, 2009 - February 13, 2015
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
KATY, TX
Past
August 1, 2008 - February 12, 2016
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
KATY, TX
Past
August 29, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
KATY, TX
Past
April 23, 1999 - December 18, 2007
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
SUGARLAND, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
ENCOMPASS ADVISORY SERVICES, LLC
EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES
CRD#: 283574 / SEC#: 801-132142
RIA
Registered Investment Advisory firm - (3/10/2025 Approved)California
Registered Investment Advisory firm - (4/12/2025 Terminated)Texas
Registered Investment Advisory firm - (3/13/2025 Termination Requested)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
EA
ENCOMPASS ADVISORY SERVICES, LLC
EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES
CRD#: 283574 / SEC#: 801-132142
RIA
Registered Investment Advisory firm - (3/10/2025 Approved)California
Registered Investment Advisory firm - (4/12/2025 Terminated)Texas
Registered Investment Advisory firm - (3/13/2025 Termination Requested)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
23114 Seven Meadows Parkway, Katy, TX 77494
Mailing Address
Phone number
(281) 371-6300
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (2 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 901 |
| AUM (Assets Under Management) | $ 102,606,700 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ENCOMPASS ADVISORY SERVICES, LLC
CRD#: 283574Katy, TX 77494TRUST BUT VERIFY
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