Markus W. Schmutz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Markus Walter Schmutz was a registered financial professional .
Markus is a previously registered financial professional and started their career in finance in 1999. Markus had worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2019 - August 31, 2021
MERION SQUARE CAPITAL LLC
September 27, 2016 - October 10, 2022
CANDEAL SECURITIES, LLC
April 16, 1999 - November 23, 2015
SWISS RE CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
MERION SQUARE CAPITAL LLC
CRD#: 299540 / SEC#: 801-114603
Contact information
Red Flags
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