Daniel J. Ryan
Professional summary
Daniel John Ryan is a registered financial professional currently at BTIG, LLC located in Red Bank, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2001. Daniel has worked at 3 firms and has passed the Series 63, Series 7TO, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel John Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2020 - Present
BTIG, LLC
Office #1: 34 Broad Street 2nd Floor, Red Bank, NJ 07701January 22, 2007 - December 3, 2008
UBS SECURITIES LLC
June 18, 2001 - November 22, 2006
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2020)
(10/29/2020)
(9/21/2020)
(10/30/2020)
(9/28/2020)
(5/7/2024)
(10/28/2020)
(10/29/2020)
(9/28/2020)
(9/28/2020)
(5/2/2025)
(6/2/2021)
Exams
Series 7TO
Date: 10/27/2020
General Securities Representative ExaminationSeries 55
Date: 5/21/2005
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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