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George Peter Marone

CRD# 320396·Registered 1968 - 2001
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Peter Marone was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1968 - 2001. George had worked at 6 firms and has passed the Series 1 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

G.P. MARONE & CO., INC.·CRD# 13402
BD
Parsippany, NJ
May 25, 1983 - March 30, 2001
RUSHMORE CAPITAL, INC.·CRD# 5940
BD
November 21, 1973 - May 8, 1981
R L KALIN & COMPANY·CRD# 1000006
BD
November 18, 1971 - May 13, 1973
KENNETH MARSHALL & COMPANY·CRD# 4698
BD
June 17, 1971 - December 2, 1971
BURTON DAVIS & CO., INC.·CRD# 117
BD
August 7, 1969 - July 14, 1971
UNITED INVESTMENT SERVICES·CRD# 3639
BD
December 2, 1968 - December 29, 1971

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Current Firm

GM
G.P. MARONE & CO., INC.

G.P. MARONE & CO., INC.

CRD#: 13402 / SEC#: 8-29147
BD
Terminated by SEC on 06/01/2001

Contact Information

Established

New Jersey since 12/16/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MARONE, GEORGE PETERPRESIDENT320396

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Nov 1968

Series 00 — General Securities Principal Examination

Passed Jun 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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