William K. Terry

MONEY CONCEPTS CAPITAL CORP

Portland, OR 97216

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CRD#: 3203856

Professional summary

William Kenneth Young Terry III, who also goes by Bill Terry, William K Young Terry, William Kenneth Terry III, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Portland, Oregon.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. William has worked at 14 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Terry | William K Young Terry | William Kenneth Terry Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Byrna Dealer, since 10/31/2023, 305 SE Chkalov Dr., Ste 111-259. Vancouver, WA 98683. Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Kenneth Young Terry III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view William Kenneth Young Terry III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2013 - Present

MONEY CONCEPTS CAPITAL CORP

Office #1: 9955 Se Washington Street Ste #100, Portland, OR 97216Office #2: 5200 Meadows Rd. Ste. 150, Lake Oswego, OR 97035

RIA

CRD#: 12963

Portland, OR

Current

February 13, 2013 - Present

MONEY CONCEPTS CAPITAL CORP

Office #1: 9955 Se Washington Street Ste #100, Portland, OR 97216Office #2: 5200 Meadows Rd. Ste. 150, Lake Oswego, OR 97035

RIA

CRD#: 12963

Portland, OR

Past

November 29, 2011 - February 8, 2013

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

VANCOUVER, WA

Past

November 21, 2011 - February 8, 2013

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

VANCOUVER, WA

Past

August 14, 2009 - November 9, 2011

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

NEWBERG, OR

Past

December 4, 2007 - May 27, 2009

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

HILLSBORO, OR

Past

July 27, 2007 - May 27, 2009

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

HILLSBORO, OR

Past

January 10, 2006 - May 9, 2007

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

WEST LINN, OR

Past

December 10, 2004 - May 31, 2005

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

February 13, 2004 - December 3, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

July 16, 2003 - February 6, 2004

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

BAKERSFIELD, CA

Past

July 16, 2003 - February 6, 2004

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

GLENDALE, CA

Past

April 8, 2003 - July 15, 2003

PARTNERVEST SECURITIES, INC.

CRD#: 104134

SANTA BARBARA, CA

Past

April 3, 2003 - July 15, 2003

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

SANTA BARBARA, CA

Past

November 29, 2002 - April 17, 2003

IFMG SECURITIES, INC.

RIA

CRD#: 14416

BAKERSFIELD, CA

Past

November 29, 2002 - April 17, 2003

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

October 25, 2001 - December 16, 2002

LPL FINANCIAL LLC

RIA

CRD#: 6413

LOS ANGELES, CA

Past

September 27, 2001 - December 16, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

September 22, 2000 - September 5, 2001

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

July 7, 2000 - September 26, 2000

HORACE MANN INVESTORS, INC.

CRD#: 11643

SPRINGFIELD, IL

Past

April 26, 1999 - July 3, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONEY CONCEPTS CAPITAL CORP

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA

Registered Investment Advisory firm - SEC (10/7/1991 Approved)

Virgin Islands

Registered Investment Advisory firm - SEC (10/28/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/2/2018)

California
(2/13/2013)

Colorado
(8/16/2022)

District of Columbia
(6/7/2022)

Florida
(9/15/2022)

Idaho
(1/5/2021)

Illinois
(10/13/2022)

Iowa
(11/8/2018)

Nevada
(11/8/2018)

New Mexico
(10/8/2019)

North Carolina
(3/11/2024)

Oregon
(2/13/2013)

IAR

Oregon
(2/13/2013)

Virginia
(8/21/2019)

Washington
(2/13/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/16/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/17/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/23/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MONEY CONCEPTS CAPITAL CORP

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA

Registered Investment Advisory firm - SEC (10/7/1991 Approved)

Virgin Islands

Registered Investment Advisory firm - SEC (10/28/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

11440 Jog Road, Palm Beach Gardens, FL 33418

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone number

(561) 472-2000

Established

Florida since 06/23/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

431

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MONEY CONCEPTS ADVISORY SERVICE FORM ADV PART 2A (3/20/2025)

Direct owners and executive officers

Name	Position	CRD#
MONEY CONCEPTS INTERNATIONAL, INC	OWNS 100% OF MONEY CONCEPTS CAPITAL CORP.
BARNETT, CHERYL MORRIS	VICE PRESIDENT \| COMPLIANCE OFFICER	1795785
MATOS, LIZA MARIA	VICE PRESIDENT \| COMPLIANCE OFFICER	4371969
RITTMAN, BARRY RICHARD	VICE PRESIDENT \| CHIEF FINANCIAL OFFICER	1997994
WALSH, DENIS STEPHEN	PRESIDENT \| CHIEF EXECUTIVE OFFICER	1124278
WALSH, JAMES EDWARD	VICE PRESIDENT \| ADVERTISING AND COMMUNICATIONS	2275368
WALSH, MARY THERESE	SR VICE PRESIDENT \| CHIEF COMPLIANCE OFFICER	2829444

Regulatory assets under management

Total Number of Accounts	14,898
AUM (Assets Under Management)	$ 3,328,625,395

Disclosures

Regulatory Event	8
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William K. Terry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Kenneth Young Terry III's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view William Kenneth Young Terry III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEY CONCEPTS CAPITAL CORP

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

ALLSTATE FINANCIAL SERVICES, LLC

U.S. BANCORP INVESTMENTS, INC.

SUNAMERICA SECURITIES, INC.

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

PARTNERVEST SECURITIES, INC.

PARTNERVEST ADVISORY SERVICES LLC

IFMG SECURITIES, INC.

IFMG SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WAMU INVESTMENTS, INC.

HORACE MANN INVESTORS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MONEY CONCEPTS CAPITAL CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2012

Series 66

Date: 11/16/2007

SIE

Date: 10/1/2018

Series 31

Date: 5/17/1999

Series 7

Date: 4/23/1999

Series 24

Date: 5/7/2004

FINRA

Current Firm

MONEY CONCEPTS CAPITAL CORP

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MONEY CONCEPTS CAPITAL CORP

TRUST BUT VERIFY

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