Marisa Q. Canapi
Professional summary
Marisa Q Canapi is a registered financial professional currently at AXIOM CAPITAL MANAGEMENT, INC. located in New York, New York.
Marisa is registered as a RR (Registered Representative) and started their career in finance in 1999. Marisa has worked at 2 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marisa Q Canapi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2002 - Present
AXIOM CAPITAL MANAGEMENT, INC.
Office #1: 350 Fifth Avenue Suite 6740, New York, NY 10118May 12, 1999 - June 22, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2009)
(3/19/2002)
(3/19/2002)
(3/15/2002)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/25/2010
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
AXIOM CAPITAL MANAGEMENT, INC.
CRD#: 26580 / SEC#: , 8-42638
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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