Kenneth R. Savage

WORLD EQUITY GROUP

Wilmington, NC

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CRD#: 3203842

Professional summary

Kenneth Raymond Savage is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Wilmington, North Carolina.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kenneth has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Savage Capital Management, 1323 Bridge Barrier Rd., Suite 329, Carolina Beach, NC, 28428,Investment related, Start Date: 4/1/2011,Owner, Agent selling Fixed Indexed Annuities, Med-Sup and Life Insurance, approx. number hours/month: 10, approximate number hours/month during trading hours: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Raymond Savage's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Raymond Savage's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2019 - Present

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

Wilmington, NC

Current

July 3, 2019 - Present

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

Wilmington, NC

Past

March 22, 2011 - December 17, 2019

TRIUMPH WEALTH ADVISORS, INC.

RIA

CRD#: 153175

WOODSTOCK, GA

Past

January 12, 2011 - July 25, 2019

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

WILMINGTON, NC

Past

October 23, 2009 - November 12, 2010

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

TAMPA, FL

Past

October 12, 2009 - November 12, 2010

J.W. COLE FINANCIAL, INC.

CRD#: 124583

WILMINGTON, NC

Past

September 11, 2009 - October 23, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

WILMINGTON, NC

Past

September 11, 2009 - October 23, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

WILMINGTON, NC

Past

December 15, 2008 - August 20, 2009

OSAIC FS, INC.

CRD#: 3870

WILMINGTON, NC

Past

December 9, 2008 - August 20, 2009

OSAIC FS, INC.

RIA

CRD#: 3870

WILMINGTON, NC

Past

February 2, 2006 - January 10, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

SOUTHPORT, NC

Past

January 23, 2006 - January 10, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

SOUTHPORT, NC

Past

December 31, 2001 - April 28, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

GREENSBORO, NC

Past

April 14, 1999 - April 28, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Hawaii
(7/3/2019)

New Jersey
(7/3/2019)

New York
(7/3/2019)

North Carolina
(7/3/2019)

IAR

North Carolina
(12/17/2019)

Pennsylvania
(7/3/2019)

South Carolina
(7/3/2019)

Virginia
(8/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/14/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/13/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 N Martingale Road Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Road Suite 1200, Schaumburg, IL 60173

Phone number

(847) 342-1700

Established

Illinois since 09/13/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

170

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADHESION PROGRAM WRAP FEE BROCHURE (5/20/2025)

WORLD EQUITY GROUP ADV PART II (5/20/2025)

REP MANAGER PROGRAM WRAP FEE BROCHURE (5/20/2025)

Direct owners and executive officers

Name	Position	CRD#
WENTWORTH MANAGEMENT SERVICES, LLC	OWNER
DUDAS, STEPHEN STANLEY	PRESIDENT	4820047
GOULD, CRAIG MICHAEL	CHIEF EXECUTIVE OFFICER	2367293
LISHCHYNSKY, MARK JOHN JR	CHIEF OPERATING OFFICER	2478952
WEBB, WILLIAM DUDLEY JR	CHIEF COMPLIANCE OFFICER	1256777

Regulatory assets under management

Total Number of Accounts	3,151
AUM (Assets Under Management)	$ 944,844,374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth R. Savage

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Raymond Savage's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Raymond Savage's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

TRIUMPH WEALTH ADVISORS, INC.

TAYLOR CAPITAL MANAGEMENT INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

OSAIC FS, INC.

OSAIC FS, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

WORLD EQUITY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/1999

SIE

Date: 10/1/2018

Series 31

Date: 5/14/1999

Series 7

Date: 4/13/1999

FINRA

Current Firm

WORLD EQUITY GROUP, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORLD EQUITY GROUP, INC.

TRUST BUT VERIFY

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