Michael D. Chochon

ADAPTIVE ADVICE

Omaha, NE 68114

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CRD#: 3203736

Professional summary

Michael Douglas Chochon is a registered financial advisor currently at ADAPTIVE ADVICE, LLC located in Omaha, Nebraska.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 10 firms and has passed the Series 65, Series 7, Series 4, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Douglas Chochon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2025 - Present

ADAPTIVE ADVICE, LLC

Office #1: 444 Regency Parkway Drive Suite 201, Omaha, NE 68114

RIA

CRD#: 310529

Omaha, NE

Past

May 11, 2017 - August 6, 2025

SEQUENT PLANNING, LLC

RIA

CRD#: 160381

OMAHA, NE

Past

June 5, 2012 - May 14, 2013

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

April 21, 2012 - June 5, 2012

PENSON FINANCIAL SERVICES, INC.

CRD#: 25866

DALLAS, TX

Past

June 15, 2009 - October 1, 2010

BELLEVUE CHICAGO, LLC

CRD#: 106069

CHICAGO, IL

Past

September 27, 2006 - August 10, 2007

TD WATERHOUSE CAPITAL MARKETS, INC.

CRD#: 116757

BELLEVUE, NE

Past

September 27, 2006 - September 14, 2007

NATIONAL INVESTOR SERVICES CORP.

CRD#: 39410

BELLEVUE, NE

Past

April 27, 2006 - April 6, 2011

TD AMERITRADE CLEARING, INC.

CRD#: 5633

BELLEVUE, NE

Past

April 22, 2006 - April 6, 2011

TD AMERITRADE, INC.

CRD#: 7870

BELLEVUE, NE

Past

January 12, 2004 - May 26, 2004

AMERITRADE NORTHWEST, INC.

CRD#: 10215

PORTLAND, OR

Past

May 21, 2003 - April 22, 2006

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 11/24/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 4/28/2010

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/23/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 5/20/2003

Financial and Operations Principal Examination

Current Firm

ADAPTIVE ADVICE, LLC

CRD#: 310529 / SEC#:

Louisiana

Registered Investment Advisory firm - (5/22/2024 Approved)

Nebraska

Registered Investment Advisory firm - (8/26/2020 Approved)

Texas

Registered Investment Advisory firm - (8/25/2020 Conditional Restricted)

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Contact information

Main Address

444 Regency Parkway Drive Suite 201, Omaha, NE 68114

Mailing Address

Phone number

(402) 281-2486

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 38,925,484

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael D. Chochon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Douglas Chochon's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEQUENT PLANNING, LLC

APEX CLEARING CORPORATION

PENSON FINANCIAL SERVICES, INC.

BELLEVUE CHICAGO, LLC

TD WATERHOUSE CAPITAL MARKETS, INC.

NATIONAL INVESTOR SERVICES CORP.

TD AMERITRADE CLEARING, INC.

TD AMERITRADE, INC.

AMERITRADE NORTHWEST, INC.

TD AMERITRADE CLEARING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/2017

Series 7

Date: 11/24/2009

Series 4

Date: 4/28/2010

Series 24

Date: 12/23/2009

Series 27

Date: 5/20/2003

Current Firm

ADAPTIVE ADVICE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADAPTIVE ADVICE, LLC

TRUST BUT VERIFY

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