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Michael Douglas Chochon

ADAPTIVE ADVICE
OMAHA, NE
·CRD# 3203736·23 years experience

Professional Summary

Michael Douglas Chochon is a registered financial advisor currently at ADAPTIVE ADVICE, LLC located in Omaha, Nebraska. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 10 firms and has passed the Series 65, Series 7, Series 4, Series 24 and Series 27 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

ADAPTIVE ADVICE, LLC·CRD# 310529
RIA
444 Regency Parkway Drive Suite 201, Omaha, NE 68114
December 5, 2025 - Present
SEQUENT PLANNING, LLC·CRD# 160381
RIA
Omaha, NE
May 11, 2017 - August 6, 2025
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
June 5, 2012 - May 14, 2013
PENSON FINANCIAL SERVICES, INC.·CRD# 25866
BD
Dallas, TX
April 21, 2012 - June 5, 2012
BELLEVUE CHICAGO, LLC·CRD# 106069
BD
Chicago, IL
June 15, 2009 - October 1, 2010
TD WATERHOUSE CAPITAL MARKETS, INC.·CRD# 116757
BD
Bellevue, NE
September 27, 2006 - August 10, 2007
NATIONAL INVESTOR SERVICES CORP.·CRD# 39410
BD
Bellevue, NE
September 27, 2006 - September 14, 2007
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Bellevue, NE
April 27, 2006 - April 6, 2011
TD AMERITRADE, INC.·CRD# 7870
BD
Bellevue, NE
April 22, 2006 - April 6, 2011
AMERITRADE NORTHWEST, INC.·CRD# 10215
BD
Portland, OR
January 12, 2004 - May 26, 2004
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Omaha, NE
May 21, 2003 - April 22, 2006

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Current Firm

AA
ADAPTIVE ADVICE, LLC

ADAPTIVE ADVICE, LLC

CRD#: 310529
Louisiana
Registered Investment Advisory firm - Louisiana (5/22/2024 Approved)
Nebraska
Registered Investment Advisory firm - Nebraska (8/26/2020 Approved)
Texas
Registered Investment Advisory firm - Texas (8/25/2020 Conditional Restricted)

Contact Information

Main Address

444 Regency Parkway Drive Suite 201, Omaha, NE 68114

Phone Number

(402) 281-2486

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

48

AUM (Assets Under Management)

$8,289,099

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Insurance agent (non-investment related), Position: Agent. 20925 Timberlane Drive, Elkhorn, NE 68022. Mr. Chochon's responsibilities include offering insurance policies such as life, fixed indexed annuities and long-term care to individuals as part of their financial plan. He is an independent insurance agent. Start date: September 2020. He spends approximately 0 - 15% of his time each month on this activity.
(2) Chochonm LLC (non-investment related),Position: Executive. 20925 Timberlane Drive, Elkhorn, NE 68022. Mr. Chochon's responsibilities include consulting with businesses regarding technology advances such as artificial intelligence. He is an independent consultant who works with small to large companies in the capacity of a strategic and outsourced/consultant. Start date: September 2025. He spends approximately 0 - 10% of his time each month on this activity.
(3) Hilgers PLCC (non-investment related), Position: Chief Financial Officer. 1320 Lincoln Mall, Suite 200, Lincoln, NE, 68508. Mr. Chochon's responsibilities include strategic planning, budgeting and forecasting, mergers and acquisitions, and other financial projects. Start date: June 2026. He spends approximately 80% to 90% of his time each month on this activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Nebraska
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2017About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Nov 2009About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2010About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Dec 2009About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2003About the Series 27 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Douglas Chochon's CRS (Customer Relationship Summary).

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