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BD

Brian William Dannemann

FEF DISTRIBUTORS
Park Ridge, IL
·CRD# 3203503·26 years experience

Professional Summary

Brian William Dannemann, who also goes by Brian W Dannemann, is a registered financial advisor currently at FEF DISTRIBUTORS, LLC located in Park Ridge, Illinois. Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian W Dannemann

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

FEF DISTRIBUTORS, LLC·CRD# 46585
BD
Park Ridge, IL
December 23, 2020 - Present
DFA SECURITIES LLC·CRD# 10292
BD
Charlotte, NC
July 12, 2016 - December 17, 2020
EQUITABLE DISTRIBUTORS, LLC·CRD# 25900
BD
Charlotte, NC
January 15, 2014 - May 24, 2016
ADP BROKER-DEALER, INC.·CRD# 37693
BD
Roseland, NJ
April 22, 2013 - January 16, 2014
TRANSAMERICA INVESTORS SECURITIES, LLC·CRD# 32205
BD
Charlotte, NC
January 19, 2005 - October 4, 2011
PAN-AMERICAN FINANCIAL ADVISERS·CRD# 15578
BD
New Orleans, LA
June 12, 2002 - December 31, 2003
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
February 2, 2001 - October 3, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 24, 2000 - August 16, 2000

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Current Firm

FD
FEF DISTRIBUTORS, LLC

ASB SECURITIES, INC. | FEF DISTRIBUTORS, LLC | ASB SECURITIES, LLC

CRD#: 46585 / SEC#: 8-51483
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1345 Avenue Of The Americas, New York, NY 10105-4800

Mailing Address

1345 Avenue Of The Americas, New York, NY 10105-4800

Phone Number

(212) 698-3300

Established

Delaware since 01/27/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIRST EAGLE INVESTMENT MANAGEMENT, LLCMANAGING MEMBER108260
BRUNO, ROBERTMANAGER2102844
CONSTANTINO, MICHAELMANAGER2932606
DILLON, ERIN KAYCHIEF COMPLIANCE OFFICER6173659
FONG, CHUN WAICHIEF FINANCIAL OFFICER AND FINOP4944446
OCONNOR, DAVIDGENERAL COUNSEL AND MANAGER5077118
RICCIO, FRANK JOSEPHPRESIDENT AND MANAGER4271374

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/23/2020)
RR
Alaska
(12/23/2020)
RR
Arizona
(12/23/2020)
RR
Arkansas
(12/23/2020)
RR
California
(12/23/2020)
RR
Colorado
(12/23/2020)
RR
Connecticut
(12/23/2020)
RR
Delaware
(12/23/2020)
RR
District of Columbia
(12/23/2020)
RR
Florida
(12/23/2020)
RR
Georgia
(12/23/2020)
RR
Hawaii
(12/23/2020)
RR
Idaho
(12/23/2020)
RR
Illinois
(12/23/2020)
RR
Indiana
(12/23/2020)
RR
Iowa
(12/23/2020)
RR
Kansas
(12/23/2020)
RR
Kentucky
(12/23/2020)
RR
Louisiana
(12/23/2020)
RR
Maine
(12/23/2020)
RR
Maryland
(12/23/2020)
RR
Massachusetts
(12/23/2020)
RR
Michigan
(12/23/2020)
RR
Minnesota
(12/23/2020)
RR
Mississippi
(12/23/2020)
RR
Missouri
(12/23/2020)
RR
Montana
(12/23/2020)
RR
Nebraska
(12/23/2020)
RR
Nevada
(12/23/2020)
RR
New Hampshire
(12/23/2020)
RR
New Jersey
(12/23/2020)
RR
New Mexico
(12/23/2020)
RR
New York
(12/23/2020)
RR
North Carolina
(12/23/2020)
RR
North Dakota
(12/23/2020)
RR
Ohio
(12/23/2020)
RR
Oklahoma
(12/23/2020)
RR
Oregon
(12/23/2020)
RR
Pennsylvania
(12/23/2020)
RR
Puerto Rico
(12/23/2020)
RR
Rhode Island
(12/23/2020)
RR
South Carolina
(12/23/2020)
RR
South Dakota
(12/23/2020)
RR
Tennessee
(12/23/2020)
RR
Texas
(12/23/2020)
RR
Utah
(12/23/2020)
RR
Vermont
(12/23/2020)
RR
Virginia
(12/23/2020)
RR
Washington
(12/23/2020)
RR
West Virginia
(12/23/2020)
RR
Wisconsin
(12/23/2020)
RR
Wyoming
(12/23/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian William Dannemann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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BD
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