Deborah W. Ellis
INVESTOR FAN
WASHINGTON, UT
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CRD#: 3203427
Professional summary
Deborah Weis Ellis, CFP®, who also goes by Deborah Sue Weis, is a registered financial advisor currently at INVESTOR FAN located in Washington, Utah.
Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Deborah has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Small Business Planning
Retirement Planning
Retirement Income Management
Comprehensive Financial Planni...
Life Transitions
Employee and Employer Plan Ben...
Tax Planning
Estate Planning
Divorce Planning
Do you have an area of expertise or specialization?
Corporate Executives
Financial Psychology/Coaching
Fixed Fee (Subscription, Retai...
High Net Worth Client Needs
Hourly
Investment Advice with Ongoing...
What is your minimum asset requirement?
500K
How do you get paid?
Fee Only
Are you a "fiduciary"?
Yes
Aliases
Deborah Sue Weis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Author/Speaker - published financial services books and may receive income for same.
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Weis Ellis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
December 14, 2023 - Present
INVESTOR FAN
RIA
CRD#: 159301
WASHINGTON, UT
Past
October 11, 2021 - October 15, 2021
ORIGIN INVESTMENT ADVISORY LLC
RIA
CRD#: 305353
GRANADA HILLS, CA
Past
June 1, 2012 - January 24, 2024
COGENT INDEPENDENT ADVISORS, INC.
RIA
CRD#: 161659
PARKER, CO
Past
July 18, 2011 - May 9, 2012
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
WESTLAKE VILLAGE, CA
Past
May 25, 2011 - May 9, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WESTLAKE VILLAGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT
CRD#: 159301 / SEC#: 801-111660
RIA
Registered Investment Advisory firm - (9/11/2017 Approved)California
Registered Investment Advisory firm - (12/7/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/14/2023)
IAR
Hawaii(6/10/2024)
IAR
Utah(2/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT
CRD#: 159301 / SEC#: 801-111660
RIA
Registered Investment Advisory firm - (9/11/2017 Approved)California
Registered Investment Advisory firm - (12/7/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Boise, ID
Mailing Address
Phone number
(425) 372-7517
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,515 |
| AUM (Assets Under Management) | $ 427,729,824 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
