PC
Paul D. Curnes
WESBANCO SECURITIES
Steubenville, OH 43952
Some features on this profile are disabled
CRD#: 3203125
PC
Professional summary
Paul Douglas Curnes, who also goes by Paul Douglas Curnes Jr, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Steubenville, Ohio.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Douglas Curnes Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/2014 WSI: SALES IN FIXED INSURANCE PRODUCTS, ANNUITIES, LTC & LIFE INSURANCE, INVESTMENT RELATED, 100% 2. 1/2014 WESBANCO BANK & TRUST & INVESTMENT SERVICES, INVESTMENT RELATED, ABILITY TO SELL WTIS PRODUCTS TO CLIENTS, LESS THAN 1% A MONTH 3. Baseball Umpire, 4/2017, Approximately 5%, $30-$65 per game, not investment related 4: 01/2015 WHEELING JESUIT UNIVERSITY, EDUCATION, ADJUNCT FACULTY MEMBER, <6%, NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Paul Douglas Curnes's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Douglas Curnes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2014 - Present
WESBANCO SECURITIES, INC.
Office #1: 100 Mall Road, Steubenville, OH 43952Office #2: 955 Main Street, Follansbee, WV 26037Office #3: 333 Penco Rd, Weirton, WV 26062Office #4: 835 National Road, Wheeling, WV 26003Office #5: 100 Cabela Drive, Triadelphia, WV 26059RIA
BD
CRD#: 43276
Steubenville, OH
Current
January 13, 2014 - Present
WESBANCO SECURITIES, INC.
Office #1: 100 Mall Road, Steubenville, OH 43952Office #2: 955 Main Street, Follansbee, WV 26037Office #3: 333 Penco Rd, Weirton, WV 26062Office #4: 835 National Road, Wheeling, WV 26003Office #5: 100 Cabela Drive, Triadelphia, WV 26059RIA
BD
CRD#: 43276
Steubenville, OH
Past
September 2, 2010 - January 3, 2014
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WHEELING, WV
Past
August 13, 2010 - January 3, 2014
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
WHEELING, WV
Past
June 25, 2005 - September 9, 2010
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
WHEELING, WV
Past
June 25, 2005 - September 9, 2010
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
WHEELING, WV
Past
June 21, 2005 - June 25, 2005
PARKER/HUNTER INCORPORATED
RIA
CRD#: 7324
WHEELING, WV
Past
June 4, 1999 - June 25, 2005
PARKER/HUNTER INCORPORATED
BD
CRD#: 7324
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/29/2023)
RR
California(1/13/2014)
RR
Colorado(9/23/2024)
IAR
Colorado(9/24/2024)
RR
Connecticut(2/28/2019)
RR
District of Columbia(10/28/2021)
RR
Florida(1/13/2014)
RR
Georgia(6/27/2022)
RR
Illinois(1/13/2014)
RR
Indiana(4/4/2017)
RR
Maryland(1/13/2014)
IAR
Maryland(7/24/2023)
RR
New York(4/19/2016)
RR
North Carolina(9/9/2019)
IAR
North Carolina(11/12/2025)
RR
Ohio(1/13/2014)
IAR
Ohio(1/13/2014)
RR
Pennsylvania(1/13/2014)
IAR
Pennsylvania(1/23/2018)
RR
South Carolina(10/14/2025)
IAR
South Carolina(10/17/2025)
RR
Texas(2/11/2019)
RR
Virginia(4/28/2022)
RR
West Virginia(1/13/2014)
IAR
West Virginia(1/29/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
