Brent A. Thomas

WESTWOOD WEALTH MANAGEMENT

Dallas, TX 75201

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CRD#: 3203112

Professional summary

Brent Allan Thomas, who also goes by Brent Allan Thomas, Brent Thomas, is a registered financial advisor currently at WESTWOOD WEALTH MANAGEMENT located in Dallas, Texas and SALIENT CAPITAL L.P. located in Houston, Texas.

Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brent has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Allan Thomas | Brent Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PNC Capital Advisors; Investment related, Registered Investment Advisor, Offer Investment management products and services to clients)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Allan Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2024 - Present

WESTWOOD WEALTH MANAGEMENT

Office #1: 200 Crescent Court Suite 1200, Dallas, TX 75201

RIA

CRD#: 132162

Dallas, TX

Current

September 6, 2024 - Present

SALIENT CAPITAL L.P.

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024

CRD#: 147912

Houston, TX

Past

April 25, 2024 - August 19, 2024

FARTHER

RIA

CRD#: 302050

Birmingham, AL

Past

August 23, 2022 - August 31, 2023

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

Birmingham, AL

Past

August 23, 2022 - August 31, 2023

PNC CAPITAL MARKETS LLC

CRD#: 15647

Birmingham, AL

Past

December 20, 2019 - June 2, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

Birmingham, AL

Past

December 6, 2019 - June 2, 2021

BBVA SECURITIES INC.

CRD#: 27060

BIRMINGHAM, AL

Past

July 6, 2016 - January 3, 2018

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

October 28, 2015 - January 3, 2018

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

June 11, 1999 - January 6, 2000

MARKET WISE SECURITIES, LLC

CRD#: 45269

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTWOOD WEALTH MANAGEMENT

MCCARTHY GROUP ADVISORS, L.L.C. | WESTWOOD WEALTHCOACH | WESTWOOD WEALTH MANAGEMENT | WESTWOOD ADVISORS, L.L.C

CRD#: 132162 / SEC#: 801-63410

RIA

Registered Investment Advisory firm - (7/1/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/6/2024)

Florida
(9/6/2024)

Louisiana
(9/6/2024)

IAR

Texas
(9/4/2024)

Texas
(9/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/12/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/27/2015

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 5/10/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WESTWOOD WEALTH MANAGEMENT

MCCARTHY GROUP ADVISORS, L.L.C. | WESTWOOD WEALTHCOACH | WESTWOOD WEALTH MANAGEMENT | WESTWOOD ADVISORS, L.L.C

CRD#: 132162 / SEC#: 801-63410

RIA

Registered Investment Advisory firm - (7/1/2004 Approved)

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Contact information

Main Address

200 Crescent Court Suite 1200, Dallas, TX 75201

Mailing Address

Phone number

(214) 756-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTWOOD WEALTH MANAGEMENT FORM ADV PART 2A (PRIVATE EQUITY) (3/31/2025)

WESTWOOD ADVISORS FORM ADV PART 2A -WEALTHCOACH AND DIRECT ADVISORY (3/31/2025)

Regulatory assets under management

Total Number of Accounts	490
AUM (Assets Under Management)	$ 638,234,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent A. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Allan Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALIENT CAPITAL L.P.

FARTHER

PNC CAPITAL ADVISORS LLC

PNC CAPITAL MARKETS LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

MARKET WISE SECURITIES, LLC

Primary Firm SEC Registration

WESTWOOD WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2016

Series 63

Date: 12/12/2015

Series 7TO

Date: 12/12/2022

SIE

Date: 1/3/2018

Series 6

Date: 10/27/2015

Series 7

Date: 5/10/1999

FINRA

Current Firm

WESTWOOD WEALTH MANAGEMENT

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTWOOD WEALTH MANAGEMENT

TRUST BUT VERIFY

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