Carla L. Martinez
Professional summary
Carla Lucia Martinez, who also goes by Clara Martinez, is a registered financial advisor currently at AGF ADVISORS located in Hacienda Heights, California.
Carla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Carla has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carla Lucia Martinez's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2011 - Present
AGF ADVISORS
October 6, 2006 - August 21, 2007
GIRARD SECURITIES, INC.
August 17, 2005 - October 5, 2006
FINANCIAL TELESIS INC
May 9, 2005 - September 8, 2005
LPL FINANCIAL LLC
September 2, 2004 - March 23, 2005
JOHN HANCOCK DISTRIBUTORS LLC
July 7, 2003 - February 25, 2004
SENTRA SECURITIES CORPORATION
June 30, 1999 - March 7, 2001
PLANMEMBER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/16/2011)
Exams
Current Firm
AGF ADVISORS
CRD#: 156071 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 2,262,495 |
Red Flags
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