Marc J. Bilotti
Professional summary
Marc James Bilotti was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marc is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Marc had worked at 3 firms, which includes DETWILER FENTON & CO., WELLS FARGO CLEARING SERVICES LLC, PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2003 - November 5, 2003
DETWILER FENTON & CO.
July 1, 2003 - October 20, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 12, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DETWILER FENTON & CO.
CRD#: 1794 / SEC#: , 8-16324
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DETWILER FENTON GROUP, INC. | HOLDING COMPANY | |
| FENTON, PETER DELIMA | CEO, PRESIDENT, CCO | 2334505 |
| KAPPOTIS, ERNEST D | FINOP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 7 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
