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Michael Todd Seabolt

CRD# 3203047·Registered 1999 - 2015
Barred: Michael Todd Seabolt was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Todd Seabolt was a registered financial advisor. Michael was a previously registered financial advisor and started their career in finance 1999 - 2015. Michael had worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 6 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

QUESTAR ASSET MANAGEMENT, INC.·CRD# 133358
RIA
Wellington, FL
October 21, 2013 - March 13, 2015
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Palm Beach Gardens, FL
July 19, 2013 - March 13, 2015
WESTMINSTER FINANCIAL SECURITIES, INC.·CRD# 20677
BD
Beavercreek, OH
September 4, 2002 - December 1, 2003
LOCKWOOD FINANCIAL SERVICES, INC.·CRD# 40655
BD
Malvern, PA
November 15, 1999 - September 15, 2000

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Current Firm

QA
QUESTAR ASSET MANAGEMENT, INC.

QUESTAR ASSET MANAGEMENT, INC.

CRD#: 133358 / SEC#: 801-63747

Contact Information

Main Address

5701 Golden Hills Drive, Minneapolis, MN 55416

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2013About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Mar 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2013About the Series 6 exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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