Paul Silvestre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Silvestre, who also goes by Paul B Silvestre, Paul Bernard Silvestre, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2007. Paul had worked at 3 firms and has passed the Series 65, Series 66, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2014 - July 25, 2017
CASCADIA CAPITAL, LLC
July 24, 2014 - October 2, 2014
MCADAMS WRIGHT RAGEN, INC.
January 11, 2013 - October 2, 2014
MCADAMS WRIGHT RAGEN, INC.
April 11, 2007 - February 20, 2008
COUNTRYWIDE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/5/2013
Limited Representative-Equity Trader ExamCurrent Firm
CASCADIA CAPITAL, LLC
CRD#: 101020 / SEC#: , 8-52064
Contact information
FINRA licenses (14 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
