David A. Greenman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Andrew Greenman was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2000. David had worked at 3 firms and has passed the Series 63, Series 22, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2008 - May 7, 2010
GRUBB & ELLIS SECURITIES, INC.
July 10, 2001 - July 26, 2002
WORLDCO, L.L.C.
August 2, 2000 - April 17, 2001
RUMSON CAPITAL, LLC
February 16, 2000 - July 6, 2000
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/22/2000
Limited Representative-Equity Trader ExamCurrent Firm
GRUBB & ELLIS SECURITIES, INC.
CRD#: 17932 / SEC#: , 8-35960
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
