Neha B. Jadhav
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neha Bharat Jadhav, who also goes by Neha Jadhav, was a registered financial professional .
Neha is a previously registered financial professional and started their career in finance in 1999. Neha had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2021 - December 31, 2024
LUMINOUS FINANCIAL & TAX ADVISORS LLC
January 5, 2006 - February 26, 2007
CITIGROUP GLOBAL MARKETS INC.
July 22, 1999 - February 3, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
LUMINOUS FINANCIAL & TAX ADVISORS LLC
CRD#: 311442 / SEC#:
Contact information
Red Flags
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