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Staci Chamberlain

CFP®
CRD# 3202644·Registered 1999 - 2022
Previously Registered: Being a previously registered professional could mean that Staci is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Staci Chamberlain, CFP®, who also goes by Staci Booras, Staci Delnore, Staci Scharadin, was a registered financial advisor. Staci was a previously registered financial professional and started their career in finance 1999 - 2022. Staci had worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Staci Booras, Staci Delnore, Staci Scharadin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

27 years in the financial services industry

Current & Past Employments

CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Las Vegas, NV
April 15, 2020 - December 31, 2022
CWM, LLC·CRD# 155344
RIA
Las Vegas, NV
November 14, 2019 - May 24, 2023
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Las Vegas, NV
October 18, 2019 - December 31, 2022
LAKESIDE WEALTH MANAGEMENT GROUP, LLC·CRD# 140271
RIA
Las Vegas, NV
January 30, 2015 - March 26, 2020
LAKESIDE WEALTH MANAGEMENT GROUP, LLC·CRD# 140271
RIA
Las Vegas, NV
January 2, 2013 - October 25, 2013
FIRST ALLIED ADVISORY SERVICES, INC.·CRD# 137888
RIA
Las Vegas, NV
July 2, 2012 - October 18, 2019
FIRST ALLIED SECURITIES, INC.·CRD# 32444
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Las Vegas, NV
June 29, 2005 - July 2, 2012
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Las Vegas, NV
June 13, 2005 - October 18, 2019
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
January 2, 2001 - June 13, 2005
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
February 10, 2000 - December 15, 2000
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
June 21, 1999 - December 31, 1999

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Current Firm

CW
CETERA WEALTH SERVICES, LLC

CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS

CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672

Mailing Address

Po Box 983, Saint Cloud, MN 56302

Phone Number

(800) 879-8100

Established

Delaware since 12/31/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

2,881

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CETERA ADVISOR NETWORKS LLC - ADV PART 2A AND APPENDIX 1 (6/1/2023)

Direct owners and executive officers

NamePositionCRD#
CETERA FINANCIAL GROUP, INC.SOLE MEMBER—
ARNOLD, SUMMER SELTZERVICE PRESIDENT2954103
BUCHHEISTER, JEFFREY ROBERTCHIEF FINANCIAL OFFICER4709900
BUDEVICH, SERGEVICE PRESIDENT AND TAX OFFICER7996345
BURKOTT, DANIEL PAULBROKER DEALER CO-CHIEF COMPLIANCE OFFICER4710068
COAXUM, KOFI SULEVICE PRESIDENT5150018
DOWELL, RODNEY CAMMERONPRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT7376607
GOK, LISA ANNESECRETARY5059738
HALLORAN, THOMAS WILLIAMVICE PRESIDENT1921834
HOLWEGER, KIMBERLEYCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER1572778
LEE, WINNIE AI-LINGASSISTANT SECRETARY7381661
MACKAY, TODD CHRISTOPHERCHIEF EXECUTIVE OFFICER2799860
MCCALLOP, PATRICIA RUTHERFORDBROKER DEALER CO-CHIEF COMPLIANCE OFFICER5059176
MIZUGUCHI, MAURACHIEF ACCOUNTING OFFICER AND TREASURER5769181
MOLNAR, MICHAEL JAMESVICE PRESIDENT4866129
NEARY, JOSEPH DANIELMANAGER AND VICE PRESIDENT2993505
NILAND, ERIK BRADLEYVICE PRESIDENT2796476
OBRIEN, EDWARD DMANAGER2239064
PATTERSON, GERALDVICE PRESIDENT4302538
RAMOS, RAMONMONEY LAUNDERING REPORTING OFFICER2160203
SMILEY, STANLEY ROBERTVICE PRESIDENT3004604
STINSON, TIMOTHY EARL MCCOYPRESIDENT AND MANAGER2272183
STONE, TIMOTHY PATRICKVICE PRESIDENT3038963
VAN HAVERMAAT, DAVID JAMESASSISTANT SECRETARY7042846
WATTS, ANDREW DAVIDVICE PRESIDENT4780880
WENIG, HARLAN DAVIDVICE PRESIDENT4690768

Regulatory Assets Under Management

Total Number of Accounts

192,956

AUM (Assets Under Management)

$46,651,447,975

Disclosures

Regulatory Event

20

Civil Event

2

Arbitration

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME OF OTHER BUSINESS: CWM, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 10/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE
(2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES
(3) NAME OF OTHER BUSINESS: RUBY RE, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: COMMERCIAL REAL ESTATE OFFICE CONDO START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWN THE PROPERTY JOINTLY, MANAGE THIS COMMERCIAL REAL ESTATE AND MANAGE THE FINANCES THEREOF
(4) NAME OF OTHER BUSINESS: STACI CHAMBERLAIN INVESTMENT RELATED: NO ADDRESS: SALT LAKE CITY, UT NATURE OF BUSINESS: POA START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: POA FOR FAMILY MEMBER APX NUMBER OF HOURS PER WEEK: 1 PER MONTH APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: POA FOR FAMILY MEMBER
(5) NAME OF OTHER BUSINESS: LEGACY PLANNING & INVESTMENT MGMT DBA DIAMOND WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2007 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OWNER / ADVISOR
(6) NAME OF OTHER BUSINESS: LEGACY PLANNING & INVESTMENT MGMT DBA DIAMOND MAX INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BUSINESS EXIT PLANNING START DATE: 08/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ANALYSIS AND EXIT PLANNING STRATEGIES FOR BUSINESS OWNERS ;
(7) NAME OF OTHER BUSINESS: DIAMOND DIABLO AZ LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: REAL ESTATE POSITION/TITLE/RELATIONSHIP: OWNER ; START DATE: 09/2020 APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: REVIEW BOOKS SUBMITTED BY PROPERTY MGMT CO ;
(8) NAME OF OTHER BUSINESS: DIAMOND FLAME NV LLC; INVESTMENT RELATED: NO; ADDRESS: 7850 W FLAMINGO UNIT 2141 LAS VEGAS, NV 89117; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 3/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW BOOKS SUBMITTED BY PROPERTY MANAGEMENT COMPANY;
(9) NAME OF OTHER BUSINESS: 3519 FREMONT CONDO ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 3519 N. FERMENT ST CHICAGO, IL 60657; NATURE OF BUSINESS: CONDO ASSOCIATION; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: MANAGING ASSOCIATION, PAY BILLS , ASSEMBLE MEETINGS AND MINUTES;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1999About the Series 6 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Oct 2006About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2006About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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