Brian H. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Harold Jacobs, who also goes by Brian H Jacobs, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2007. Brian had worked at 5 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2016 - December 8, 2023
VICTORY CAPITAL SERVICES, INC.
June 12, 2014 - August 8, 2016
RS FUNDS DISTRIBUTOR LLC
February 13, 2012 - April 22, 2014
BNY MELLON SECURITIES CORPORATION
February 14, 2011 - January 3, 2012
PIMCO INVESTMENTS LLC
October 11, 2007 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
