Tracy A. New

TRUSTAGE INVESTMENT MANAGEMENT

Chesterfield, VA

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CRD#: 3202474

Professional summary

Tracy Allison New, who also goes by Tracy New, Tracy Allison Powell, is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Chesterfield, Virginia and CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.

Tracy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Tracy has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tracy New | Tracy Allison Powell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Allison New's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2022 - Present

TRUSTAGE INVESTMENT MANAGEMENT

RIA

CRD#: 105960

Chesterfield, VA

Current

June 1, 2021 - Present

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Parkersburg, IA

Past

June 1, 2021 - November 18, 2022

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

WAVERLY, IA

Past

November 13, 2020 - May 18, 2021

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

MIDLOTHIAN, VA

Past

November 13, 2020 - May 18, 2021

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

MIDLOTHIAN, VA

Past

September 22, 2018 - November 5, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Glen Allen, VA

Past

September 20, 2018 - November 5, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

GLEN ALLEN, VA

Past

September 20, 2018 - November 5, 2020

TD AMERITRADE, INC.

CRD#: 7870

GLEN ALLEN, VA

Past

May 30, 2018 - September 7, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHESTER, VA

Past

November 29, 2017 - September 7, 2018

LPL FINANCIAL LLC

CRD#: 6413

CHESTER, VA

Past

October 26, 2017 - November 29, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

PETERSBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/12/2022)

Arkansas
(3/12/2025)

District of Columbia
(4/17/2024)

Florida
(8/12/2022)

Georgia
(8/12/2022)

Louisiana
(8/12/2022)

Maryland
(4/17/2024)

Mississippi
(8/12/2022)

North Carolina
(8/12/2022)

South Carolina
(8/12/2022)

Tennessee
(11/18/2022)

Texas
(8/12/2022)

Virginia
(6/1/2021)

IAR

Virginia
(11/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/30/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

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Contact information

Main Address

5910 Mineral Point Rd, Madison, WI 53705

Mailing Address

Phone number

(608) 238-5851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MEMBERS CAPITAL ADVISORS (D/B/A TRUSTAGE INVESTMENT MANAGEMENT) BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 37,252,230,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tracy A. New

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Allison New's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVESTMENT CENTERS OF AMERICA, INC.

Primary Firm SEC Registration

TRUSTAGE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/30/2018

SIE

Date: 10/1/2018

Series 7

Date: 10/26/2017

FINRA

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTAGE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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