Todd R. Ivison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Ronald Ivison, who also goes by Todd R IVIson, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2000. Todd had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - November 3, 2014
BLACKROCK INVESTMENT MANAGEMENT, LLC
October 10, 2013 - November 3, 2014
BLACKROCK INVESTMENTS, LLC
June 19, 2012 - October 4, 2013
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
June 19, 2012 - October 4, 2013
DELAWARE DISTRIBUTORS, L.P.
November 5, 2010 - May 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 2010 - May 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 11, 2007 - June 8, 2009
TRANSAMERICA CAPITAL, LLC
December 12, 2006 - December 4, 2007
PACIFIC SELECT DISTRIBUTORS, LLC
June 26, 2006 - December 7, 2006
CAPITAL BROKERAGE CORPORATION
March 8, 2005 - April 6, 2006
COREBRIDGE CAPITAL SERVICES, INC.
October 25, 2001 - March 9, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 8, 2000 - July 13, 2001
TD WEALTH MANAGEMENT SERVICES INC.
Primary Firm SEC Registration
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
