Melvin Marks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Marks was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1970. Melvin had worked at 4 firms and has passed the Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 27, 1976 - September 29, 1986
KEYSTONE CORPORATE SERVICES INC.
February 12, 1976 - May 5, 1976
KUHNS BROTHERS & LAIDLAW, INC.
July 16, 1971 - February 10, 1976
STERLING GRACE & CO INCORPORATED
February 5, 1970 - July 16, 1971
STERLING, GRACE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/14/1966
Registered Representative ExaminationF04
Date: 11/8/1976
Financial Principal ExaminationSeries 40
Date: 10/6/1976
Registered Principal ExaminationCurrent Firm
KEYSTONE CORPORATE SERVICES INC.
CRD#: 7317 / SEC#: , 8-20737
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
