Daniel A. Nina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Augusto Nina, who also goes by Daniel A Nina, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2009. Daniel had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2023 - August 26, 2025
VIRTUS INVESTMENT ADVISERS, LLC
February 10, 2021 - August 26, 2025
VP DISTRIBUTORS LLC
February 6, 2012 - October 12, 2020
FRANKLIN DISTRIBUTORS, LLC
October 28, 2011 - January 26, 2012
TRANSAMERICA INVESTORS SECURITIES, LLC
September 3, 2009 - January 11, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
Primary Firm SEC Registration
VIRTUS INVESTMENT ADVISERS, LLC
CRD#: 106982 / SEC#: 801-5995
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTUS INVESTMENT ADVISERS, LLC
CRD#: 106982 / SEC#: 801-5995
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 53,982,609,839 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
