Albert Aizman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Aizman was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1999. Albert had worked at 5 firms and has passed the Series 65, Series 63, Series 42, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2012 - June 30, 2014
AIZMAN ASSET MANAGEMENT
June 27, 2007 - February 9, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
September 6, 2005 - August 4, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
October 16, 2003 - September 29, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
March 3, 2003 - October 15, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
November 23, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
January 26, 2001 - December 10, 2001
WORLDCO, L.L.C.
April 19, 1999 - January 25, 2001
ELECTRONIC TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 42
Date: 12/21/1999
Registered Options Representative ExaminationSeries 55
Date: 4/30/1999
Limited Representative-Equity Trader ExamSeries 62
Date: 4/16/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
AIZMAN ASSET MANAGEMENT
CRD#: 162614 / SEC#:
Contact information
Red Flags
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