LR
Laura Raybin-miller
ROCKEFELLER CAPITAL MANAGEMENT | First Vice President–Wealth Management
Fort Launderdale, FL 33301
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CRD#: 3202042
LR
Professional summary
Laura Raybin-miller, who also goes by Laura Susan Miller, Laura Mulcahy, Laura Raybin, Laura Susan Raybin Miller, Laura Raybin Miller, Laura Susan Raybinmiller, is a registered financial advisor currently at ROCKEFELLER CAPITAL MANAGEMENT located in Fort Launderdale, Florida and ROCKEFELLER FINANCIAL LLC located in Fort Lauderdale, Florida.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Laura has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 62 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Susan Miller | Laura Mulcahy | Laura Raybin | Laura Susan Raybin Miller | Laura Raybin Miller | Laura Susan Raybinmiller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 600 East Main Street LLC / Aspen, Colorado 81611 / for the purposes of personal use and seasonal rentals / Real Estate / Partnership / oversight of the condo for the purpose of seasonal rentals / 4/1/2019 /// 2) Kids In Distress; 819 NE 26 Street, Fort Lauderdale, Florida 33305; Charity; a non profit charity that is community based with a board of directors . its mission is outreach activities in preventing child abuse, preserve and reunited families, treat children who have been abused, and provide foster and adoption care for children.; Member of Board of directors; oversight of the management team and organizational functions, setting policy, review of financials, and governance related activities of the board; Start date: 4/15/2024; Authority to make investment decisions: Yes
CRS (Client Relationship Summary) - RIA
Click below to view Laura Raybin-miller's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Laura Raybin-miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2025 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: 501 E Las Olas Blvd, Suite 300, Fort Launderdale, FL 33301RIA
CRD#: 294197
Fort Launderdale, FL
Current
June 27, 2025 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301RIA
BD
CRD#: 291361
FORT LAUDERDALE, FL
Current
June 27, 2025 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301RIA
BD
CRD#: 291361
FORT LAUDERDALE, FL
Past
February 28, 2013 - July 22, 2025
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
Hallandale Beach, FL
Past
February 27, 2013 - July 22, 2025
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Hallandale Beach, FL
Past
June 1, 2009 - March 11, 2013
MORGAN STANLEY
RIA
CRD#: 149777
AVENTURA, FL
Past
June 1, 2009 - March 11, 2013
MORGAN STANLEY
BD
CRD#: 149777
AVENTURA, FL
Past
April 27, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
AVENTURA, FL
Past
April 6, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
AVENTURA, FL
Past
January 2, 2008 - April 15, 2009
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
MIAMI, FL
Past
September 10, 2007 - April 15, 2009
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
MIAMI, FL
Past
June 1, 1999 - July 30, 2007
DEVELOPMENT CORPORATION FOR ISRAEL
BD
CRD#: 11148
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/27/2025)
RR
Colorado(6/27/2025)
RR
Connecticut(6/27/2025)
RR
District of Columbia(6/27/2025)
RR
Florida(6/27/2025)
IAR
Florida(7/7/2025)
RR
Georgia(6/27/2025)
RR
Hawaii(6/27/2025)
RR
Illinois(6/27/2025)
RR
Kentucky(6/27/2025)
RR
Maryland(6/27/2025)
RR
Massachusetts(6/27/2025)
RR
Minnesota(6/27/2025)
RR
Mississippi(6/27/2025)
RR
Nevada(6/27/2025)
RR
New Jersey(6/27/2025)
RR
New York(6/27/2025)
RR
North Carolina(6/27/2025)
RR
Pennsylvania(6/27/2025)
RR
Rhode Island(6/27/2025)
RR
South Carolina(6/27/2025)
RR
Texas(6/27/2025)
IAR
Texas(6/27/2025)
RR
Utah(6/27/2025)
RR
Vermont(6/27/2025)
RR
Virginia(6/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/21/1999
Corporate Securities Limited Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
First Vice President–Wealth ManagementCRD#: 291361Fort Launderdale, FL 33301TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
