Francisco Grether

MARIVA GLOBAL ASSET MANAGEMENT

Riverside, CT

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CRD#: 3201842

Professional summary

Francisco Grether is a registered financial advisor currently at MARIVA GLOBAL ASSET MANAGEMENT, LLC located in Riverside, Connecticut and MARIVA CAPITAL MARKETS, LLC located in Miami, Florida.

Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Francisco has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mariva Capital Markets. Investment Related. Broker-Dealer. Managing Director. 07/2023. 20 hrs per week during trading hours. broker-dealer representative. Mr. Grethel is registered with Mariva Global Asset Management LLC. (affiliated Investment related business), located at 150 SE 2nd Ave, Suite PH-4 Miami, FL 33131. Mr. Grethel will split his time between Mariva Capital Markets and Mariva Global Asset Management, devoting substantially all of his time to these businesses during securities trading hours. Mr. Grethel will also be conducting Private Securities Transactions in a limited capacity and specific to employment with Mariva Global Asset Mngt LLC. Mr. Grethel is required to conduct his selling activities through MCM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Grether's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2025 - Present

MARIVA GLOBAL ASSET MANAGEMENT, LLC

RIA

CRD#: 285674

Riverside, CT

Current

September 5, 2023 - Present

MARIVA CAPITAL MARKETS, LLC

Office #1: 150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131

CRD#: 156171

Miami, FL

Past

October 13, 2020 - December 2, 2022

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 11, 2018 - October 9, 2020

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

November 29, 2011 - October 5, 2018

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 17, 1999 - August 15, 2003

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/5/2025)

Connecticut
(9/5/2023)

Florida
(9/5/2023)

IAR

Florida
(6/25/2025)

Illinois
(3/5/2025)

Massachusetts
(3/5/2025)

Minnesota
(3/5/2025)

New Jersey
(3/5/2025)

New York
(3/5/2025)

Pennsylvania
(3/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MARIVA GLOBAL ASSET MANAGEMENT, LLC

CRD#: 285674 / SEC#:

Florida

Registered Investment Advisory firm - (9/4/2018 Approved)

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Contact information

Main Address

150 Se 2nd Ave Ph 3, Miami, FL 33131

Mailing Address

Phone number

(305) 712-6999

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	136
AUM (Assets Under Management)	$ 89,774,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Francisco Grether

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Grether's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARIVA CAPITAL MARKETS, LLC

CITIGROUP GLOBAL MARKETS INC.

UBS SECURITIES LLC

MORGAN STANLEY & CO. LLC

UBS SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2024

Series 63

Date: 12/21/2011

SIE

Date: 10/1/2018

Series 7

Date: 11/28/2011

FINRA

Current Firm

MARIVA GLOBAL ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARIVA GLOBAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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